Reporting
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OPINION: How can financial institutions drive efficiency in global regulatory reporting in 2026 and beyond?
This article explores how firms can move from crippling architectural stress to maximum efficiency by adopting standardized data models and supervised AI.
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FCA confirms new incident and third-party rules after cyberattacks
Regulator says new rules will make existing incident and third-party reporting clearer, more consistent, and easier for firms to follow.
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ASIC launches financial complaints data dashboard to boost transparency
The aim is to enable users to compare the complaints reported by individual financial firms for the first time, including their handling of complaints associated with specific products.
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SEC, CFTC sign cooperation memo
The agreement replaces the agencies’ 2018 memorandum and sets out updated procedures for how they can work better together, and apart, from one another.
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Macquarie Securities fined $24m for inaccurate reporting of short sales
Australian court found weaknesses in the firm’s systems, and procedures and controls remained undetected for more than a decade despite internal reviews.
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Atkins discusses CFTC-SEC harmonization and regulatory simplification
Atkins called for non-duplicative SEC-CFTC oversight and more straightforward approval of new products.
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Bipartisan Modern Slavery Reporting Bill introduced in New Zealand
Two previous attempts were withdrawn to make way for this new jointly supported bill.
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SEC adopts rules requiring ‘insider’ filings for foreign company executives
Many directors and officers of US-traded foreign private issuers must soon publicly disclose their shareholdings and trades in SEC filings.