Reporting

The changes are billed as common-sense measures designed to save businesses more than £450m ($609m) a year.

The proposed rule would give crypto issuers two routes to raise funds without registering an offering and establish a process in which tokens could become detached from investment contracts.

The broker-dealer failed to properly monitor more than 61,500 foreign currency wires after previously settling similar charges in 2018.

Proposed changes would be the first major tweaks to how credit is assessed under the law since 1995.

Regulator says new rules will pave way for smarter, simpler, more proportionate transaction reporting requirements, while preserving ability to detect misconduct.

Hackworth outlines some of the steps the SEC has taken to transform the SEC’s regulatory framework and lighten some compliance burdens for public companies.

The rule proposal generated a slew of overwhelmingly negative comments.

Regulator says it uses insights from enforcement actions to inform supervisory activity and work on regulatory standards.