The main changes relate to risk management and internal controls, audit committee reporting, governance reporting, DE&I and remuneration.
The bank said in a filing on Friday that it expects to pay civil penalties to regulators for reporting incomplete trading data to surveillance platforms.
In a series of panels at JWG’s eighth annual conference, speakers said commercial considerations may trump regulatory concerns as technology moves forward.
Final article exploring the position of corporate beneficial ownership under the ROE and an important reporting change due to come into force in 2024.
This is the second article in a series of three exploring the position for trusts under the ROE which comes into force in 2024.
This is the first article in a series of three exploring the position of nominee and bare trust arrangements under the ROE which comes into force in 2024.
Sam Tyfield considers the broader application for multinationals, market structure, technology, digital assets, regulation, and data privacy.
This is the first in a series of three articles on sustainability reporting overviewing both regimes.