The SEC emphasized ADM’s cooperation in resolving the matter.
SEA 1934 Rule 13(b)
According to the complaint, a series of artificial transactions drastically inflated the company’s value from 2020 to 2022.
SEC alleges former CFO lied to auditors and falsified records to inflate Acreage’s year-end cash balance.
The FCPA enforcement action against Cognizant is going forward despite President Trump’s Executive Order.
The company failed to properly inform investors about regulatory challenges it was experiencing with the FDA.
The DOJ alleged Raytheon defrauded DOD into paying over $111m more than it should have in contracts to buy Patriot missile systems and operate radar.
The business revamped its anti-bribery internal controls and policies, and began offering a bimonthly compliance newsletter and compliance-centered podcast.
Enforcement
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SEC charges RR Donnelley for inadequate cybersecurity-related accounting controls
SEC settles charges over Exchange Act disclosure controls, but two commissioners dissent.