SEA 1934 Rule 17a-4(1) – Global Relay Intelligence & Practice

SEA 1934 Rule 17a-4(1)

SEC

SIFMA urges SEC to modernize communication recordkeeping rules

October 20, 2025

SIFMA said these rules need to be redrafted so firms can “more effectively manage their relationships with clients through seamless and modern communication.”

Julie DiMauro6 min read