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SEC Names Rule
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What’s in a name? Part 2: Market practice
Three-part series exploring the regulation, practice, and future of ESG/sustainability-related fund names.
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Shorter corporate disclosure through rule changes is aim of SEC’s Atkins
The SEC chair outlined corporate disclosure reforms he has asked SEC staff to explore, such as on executive comp and executive personal security.
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SEC’s Names Rule gets updated compliance dates
Modification allows for compliance based on timing of annual fund disclosure and reporting obligations tied to fund’s fiscal year-end.
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In 2023, the future of compliance and regulation was just beginning
Our US editor Julie DiMauro reflects on the events of 2023, and what they suggest 2024 might bring.
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What’s in a name? The SEC adopts amendments to its 2-decades-old ‘Names Rule’
The changes take aim at the many funds that attract investor interest with names that might not accurately reflect their actual strategies.