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FIN-FSA announces renewed strategy with supervisory priorities
During 2026, the Finnish authority will focus on the operation of digital services and the financial preparedness of supervised entities.
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Latvijas Banka sets supervisory priorities for the financial market
Focus for 2026-2028 includes financial and operational resilience, accessibility, and transparency of financial services.
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Danish DPA releases new supervisory priorities 2026
AI in care and monitoring devices for patient care at home are some of the supervisory priorities for Datatilsynet this year.
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Credit Suisse Securities settles with FINRA for trade surveillance lapses
Technology issues and lax supervisory procedures allegedly led to “hundreds of millions” of trade, order and position records being omitted from its surveillance systems.
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UK financial services regulation: 2025 trends and the 2026 outlook
Supervision, enforcement, and the need to embrace outcomes-focused conduct.
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The challenge imperative – why psychological safety is the new prudential standard
There is more to agreeing to disagree than you may have thought.
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FCA responds to “broken market” super-complaint as consumer groups warn of “race to the bottom”
FCA will monitor “consumer outcomes” and “continue to hold firms and their senior leaders to account.”
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SEC 2026 exam priorities – what advisers & broker-dealers must know
The priorities fall into several core themes: conduct, fiduciary standard, compliance program effectiveness, technology, operational resilience, and cybersecurity.