Supervision
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Finanstilsynet highlights improvement areas across credit institutions’ compliance functions
Danish supervisory reviews shed light on risks and drive improvements in banks and mortgage credit institutions’ compliance work.
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Modern supervision in insurance: Balancing AI innovation, hallucination risks, and regulatory coherence
Recent communication from EIOPA points to increased AI uptake in the sector and a need for coherence between the AI Act and existing EU insurance sector rules.
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2025 in review: Finnish finance sector developments and supervision
Despite a resilient financial sector, economic development, cyber risks, and competitiveness are reshaping the supervisory approach.
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The Norwegian FSA reveals supervisory priorities for 2026
With approximately 9,000 firms under supervision, cyber risks, investor protection, and crisis preparedness dominate.
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FSOC seeks comment on proposed interpretative guidance for nonbank designation
Proposals include enhanced “analytical rigor,” reinstitution of an “activities-based” risk assessment, and a pre-designation “off-ramp” for nonbanks.
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SEC, CFTC sign cooperation memo
The agreement replaces the agencies’ 2018 memorandum and sets out updated procedures for how they can work better together, and apart, from one another.
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ESMA supervisory briefing on algorithmic trading in the EU
Key points and practical implications in the areas of governance, testing, outsourcing, and pre-trade controls.
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Report highlights weaknesses in AML supervision among UK firms
OPBAS says the accountancy and legal sectors make a significant contribution to UK GDP, but there is significant room for improvement in supervision.