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Danish DPA releases new supervisory priorities 2026
AI in care and monitoring devices for patient care at home are some of the supervisory priorities for Datatilsynet this year.
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Credit Suisse Securities settles with FINRA for trade surveillance lapses
Technology issues and lax supervisory procedures allegedly led to “hundreds of millions” of trade, order and position records being omitted from its surveillance systems.
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UK financial services regulation: 2025 trends and the 2026 outlook
Supervision, enforcement, and the need to embrace outcomes-focused conduct.
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The challenge imperative – why psychological safety is the new prudential standard
There is more to agreeing to disagree than you may have thought.
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FCA responds to “broken market” super-complaint as consumer groups warn of “race to the bottom”
FCA will monitor “consumer outcomes” and “continue to hold firms and their senior leaders to account.”
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SEC 2026 exam priorities – what advisers & broker-dealers must know
The priorities fall into several core themes: conduct, fiduciary standard, compliance program effectiveness, technology, operational resilience, and cybersecurity.
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SEC details 2026 compliance and oversight priorities
The 2026 priorities carry forward many of the themes from 2025, but the tone has shifted from early groundwork to more stringent expectations.
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Fed Board finalizes LFI framework revision, broadens “well managed” status
Final notice aligns with proposed revisions aiming to better represent a bank’s strength and resilience.