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Latest News
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CFPB tables proposals for debt collectors, credit-reporting agencies, auto financers
All of these proposed rulemakings would alter the CFPB’s supervisory authority over nonbank entities operating in each of these markets.
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Italian regulator finds AI can improve supervision outcomes
Italian regulator has developed a decision support prototype utilizing LLMs to identify potential greenwashing by bond issuers.
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McKinsey changes leadership election process after succession conflicts
The firm will elect a global managing partner for a single six-year term, with a confirmation vote after four years.
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Clearing firm fined for surveillance lapses related to potentially manipulative trading
FINRA outlined failure to implement effective supervisory and surveillance practices for trading and business communications recordkeeping.
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PRA publishes updated supervision framework for international banks
A guide to PRA’s final rules and policy on its approach to branch and subsidiary supervision.
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New SEC reports inform public on capital formation and beneficial ownership
Data provided on Regulation A, crowdfunding, and private fund beneficial ownership concentration
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Goldsmith Romero outlines her recommendations for cooperation credit at the CFTC
Commissioner Goldsmith Romero said her agency should make the benefits of cooperation more clear in public documents and specific cases.
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FDA signals unannounced inspections at foreign manufacturing facilities
The FDA noted how foreign companies have been given advanced notice before facility inspections, while American manufacturers have not.