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Podcast: CCO Courtney Reid is optimistic about the state of compliance in 2025
US Content Manager Julie DiMauro spoke to Courtney Reid, CCO at MassMutual’s retail broker-dealer, about her outlook on the compliance role.
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Experts unplugged: Compliance training and the promise of AI
This series of articles is based on an extended dialogue between compliance and surveillance veterans Emily Wright and Rob Mason.
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The future of capital markets is alive and well
With new summer trainee hiring programs on Wall Street, pressure mounts on candidates to pass exams.
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Training strategies to boost Paraguay’s fight against corruption
In the final part of this series, Pat Poitevin offers his personal insight into training and boosting operational effectiveness in the UDEA.
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Podcast: Jack Castonguay and Rob Mason on ethics and exams
Rob Mason and John “Jack” Castonguay discuss recent and some years-old exam-cheating allegations at big audit firms.
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Podcast: Jeannette Lichner on the evolution of financial services
In the latest GRIP podcast episode, we touch on technological change, flexible work, and switching careers.
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Podcast: Rupert Evill on geopolitical risk and corruption
Risk can vary depending on the region. We discuss some of the current challenges and approaches to handling compliance across borders.
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Podcast: Tyrone Griffiths and Julie DiMauro on employee training and treating managers as allies
Risk and compliance expert Tyrone Griffiths joins us to talk about how different training methods can improve businesses’ approach to compliance.