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ESMA liquidity management tools standards and guidelines for UCITS and AIFs
Non-EU firms may be indirectly affected by the RTS and guidelines if they have subsidiaries or branches in the EU.
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GRIP Extra: House of Representatives bans WhatsApp, Germany plans to ban DeepSeek
Our in-brief roundup of notable stories from last week.
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FCA policy statement PS25/4: Investment research payment optionality for fund managers
New framework offers greater flexibility, but it remains to be seen how many fund managers will take up joint payment options, given the guardrails in place.
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FCA’s second consultation on Consumer Composite Investments explained
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.
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A roadmap to the Overseas Funds Regime
The OFR is set to redefine how non-UK domiciled funds can be marketed to UK retail investors based on the principles of equivalence.
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FCA consults on future rules for UK asset managers
Careful analysis of the wording in the regulator’s discussion paper suggests future regulatory changes likely to be evolutionary
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Cross-border marketing rules finalised by ESMA
Changes to the draft rules include some concessions to stakeholders, notably around marketing strategy and marketing target disclosure by firms.