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XLOD London 2024: Trade surveillance in the spotlight
Panellists from RBC, Deutsche Bank, TP ICAP and Lloyds discussed the future of trade surveillance.
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XLOD London 2024: Debating the future of voice surveillance
Panelists from Natwest, Barclays, VoxSmart and Global Relay discussed voice communication capture, monitoring and their effectiveness now and the near future.
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Global Relay data report highlights adoption of AI by firms
AI query data as well as popular communications channels such as WhatsApp increasingly monitored by firms.
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CFTC orders BNY Mellon to pay $5m for swap reporting, supervision lapses
The CFTC said the firm failed to properly supervise its swap dealer business with respect to swap data reporting.
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Compliance & Conversation: Why is the spotlight on surveillance?
Two leading practitioners shared their thoughts on the role and function of surveillance in changing times.
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XLoD event in NYC: Managing risk, surveillance across the three lines of defense
Discussions of enterprise risk management, surveillance technology, and market abuse feature in the first of two reports.
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Tech roundup: ELVIS Act on AI, 8 ETH ETFs, and AI employees’ deep concerns
Our tech news wrap leads on a new statute that could leave the AI field all shook up.
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Book Review: Behind The Screens by Emily Wright
Emily Wright’s book on employee surveillance offers invaluable insight into a vital compliance area.