The primary challenge with designing executive pay is structuring rewards that link risk to long-term value while aligning with shareholder interests.
Wealth management
FCA Enforcement Watch 2 focuses on the regulator’s approach to supervising and enforcing the Consumer Duty three years after its introduction.
The FCA’s new investment disclosure regime is a sign that the regulator is more closely scrutinizing compliance and consumer duty outcomes in the sector.
What UHNW individuals and private wealth managers can learn from the tactics Swift has adopted through her ascent to stardom.
M&A activity could see an amalgamation of the consolidators as private equity seeks to exit its investments, realising its gains.
Lack of written policies and oversight was at the center of the enforcement action against independent firm “considered a securities dealer” by regulator.
Powerful US groups are shaking up the market and forcing their transatlantic rivals to partner and scale up — or exit the sector.
A year on from the FCA’s Dear CEO “warning shot” to wealth managers on consumer duty and financial crime, we look at how firms can meet these revised expectations.