- Regulation
- Technology
- Resources
Latest News
- Industry
-
Whistleblowing mechanisms, trust and transparency assessed in new report
Key report discusses the impact of misconduct, reporting mechanisms, and their effectiveness.
-
What international companies need to know about SEC cross-border fraud task force
The press announcement also warns that gatekeepers, particularly auditors and underwriters, will be under the SEC’s microscope.
-
China’s securities regulator increases rewards for reporting violations
The cash reward for whistleblowers will depend on how serious the violation is. At the same time, self-reporting is being encouraged by imposing lighter penalties.
-
In the name of love – managing workplace relationships
HR and legal experts weigh in on the ramifications of rules, compliance, and enforcement regarding romance in the workplace, especially when a subordinate is involved.
-
Podcast: Martin Woods’ true stories on financial crime, fraud and integrity
Not a man to shy away from conflict. Martin Woods has embraced confrontation to help the fight against financial crime.
-
OPINION: Should the UK follow the US lead in combating fraud and corruption?
Tony McClements explains why he would like to see whistleblowers rewarded for doing the right thing.
-
CFTC fixes whistleblower gaps after OIG review
The CFTC OIG found that required “anti-gag” provisions were missing from some of its NDAs from before 2023, and were not included on its website.
-
DOJ’s Antitrust Division announces new whistleblower rewards program
Antitrust offenses include price-fixing, bid-rigging, and market allocation; this program seeks to reward whistleblowers for original tips about such violations.