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Experts unplugged: FCA non-financial misconduct survey

Montage with Emily Wright and Rob Mason.
GRIP Montage: Private/Martina Lindberg

This series of articles is based on an extended dialogue between compliance and surveillance veterans Emily Wright and Rob Mason.

Our experts were very interested in the FCA’s attempts to gather intelligence and data on non-financial misconduct (NFM). Both lauded the efforts by the regulator to utilize data to shape its strategy and tactics.

Wright, however, was cautious when it comes to this particular survey. She suggested that if

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