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Security-based swap execution facility registration? The SEC has rules

Image of a man sitting in front of trading data on his computer
Photo by Scott Heins/Getty Images

Julie DiMauro

3 min read
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Adoption of framework designed to increase transparency and integrity, says regulator.

On Thursday, the SEC adopted final rules to create a framework for the registration of security-based swap execution facilities (SBSEFs).

The adoption, the SEC said, was designed to increase the transparency and integrity of the security-based swap market, plus acknowledge the fact that the 2008 financial crisis and breakdowns in

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