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SEC to strengthen ethics rules on personnel trading and data collection

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Martina Lindberg

1 min read
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The regulator is proposing to expand holding restrictions and implement automatic data imports.

The Commission is looking to toughen and modernize its ethics compliance program by proposing amendments with new requirements and prohibitions to its ethics rules.

The proposed changes would update the SEC’s Supplemental Ethics Rules, 5 CFR Part 4401.102, Supplemental Standards of Conduct for Members and Employees Securities and Exchange Commission

  1. Prohibitions
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