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SIFMA 2024: SEC’s Grewal talks about insider trading, fines, CISOs and AI washing

Gurbir Grewal, Director of Enforcement for the Securities and Exchange Commission.
Photo: Michael M. Santiago/Getty Images

Julie DiMauro

5 min read
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At SIFMA’s Annual Conference this week, regulators, industry practitioners and advisers gathered to discuss the state of compliance and the legal environment in 2024.

On Monday morning, Preet Bharara, partner at WilmerHale and former US Attorney for the Southern District of New York, interviewed the SEC’s Director of Enforcement, Gurbir Grewal.

The session started with a focus on the type of cases Bharara used to prosecute and Grewal’s agency has been focused on

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