Skip to Primary Navigation

ASIC roundup: Failed audit partner, and straw director’s failings

Montage of the Australian arms Emu and Kangaroo emblem
GRIP Montage: ASIC/Getty Images

The Australian Securities & Investments Commission’s latest actions and news, September 11 – 15, 2023.

Audit partner failed to meet minimum standards – September 12, 2023

James Mooney, an audit partner of BDO East Coast Partnership, has been ordered by the Companies Auditors Disciplinary Board (CADB) to not perform as an auditor until 2024 after failing to meet minimum standards in his audit of ASX-listed technology company

The CADB’s

Get full access, free for a month

This is a Premium article. Start your 28-day free trial to continue reading and access all content on GRIP – no payment details required.

What’s included:

  • Every new article, plus our 5,000+ archive
  • Daily regulatory insight and guidance
  • Exclusive interviews and in-depth analysis
  • Coverage of industry-leading events and conferences
  • All podcasts and videos, featuring industry experts
  • The full set of Rules Navigator tools
  • An ad-free experience