Hameed Shuja4 min read
Julie DiMauro2 min read
Hameed Shuja3 min read
Leading figures from financial services discussed some of the pressing issues of the day including: conduct and culture, AI, recordkeeping and surveillance.
Jean Hurley5 min read
HSBC’s head of risk discussed the board’s role in developing and driving a strong ethical culture at the City & Financial Summit in London.
Jean Hurley2 min read
Senior official explains why the FCA is updating rules and guidance on non-financial misconduct.
Jean Hurley3 min read
While the FCA has previously fined firms for transaction reporting failures, this marks the first enforcement action under MiFIR for such a breach.
Jean Hurley1 min read
Second report from the Simmons & Simmons webinar where Therese Chambers answered questions on the practical implications of the proposal.
Jean Hurley6 min read
At a Simmons & Simmons webinar, Therese Chambers made a powerful case for why the FCA remains committed to the publicity proposals.
Jean Hurley7 min read
European banks are reported to be reconsidering their alliance with the Net Zero Banking Alliance as President Trump rescinds ESG Executive Orders and Memoranda.
Jean Hurley2 min read
The opinion considers anonymity, legitimate interest and deploying an AI model with unlawfully processed personal data.
Jean Hurley2 min read