Barclays Bank PLC has agreed to pay a $4m fine to resolve a regulator’s claims over its admitted violations of swap-reporting regulations.
The CFTC said Barclays failed to correctly or timely report more than five million swap transactions between 2018 and 2023.
“This resolution, which also includes admissions, reflects the division’s ongoing
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day