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Challenge in UK wholesale markets – assessing the next decade of risk
A dive into the FMSB’s findings on wholesale markets: changes to market participation, trade execution electronification, new asset classes, and shifting geography markets.
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NSCP Annual: Crypto grows up the hard way
Regulators at the conference proved that digital-asset markets can be improved through steady coordination, clearer rules, and real-world lessons from the front lines of compliance.
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NSCP Annual: SEC sets out its next act
The agency is entering an era of “simpler rules but stricter focus,” a panelist told the audience at this year’s NSCP annual meeting.
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Pharma Congress 2025: Enforcement actions, EOs and guidance docs
Conference speakers drew attention to cases and guidance documents showcasing the Trump administration’s enforcement and policy priorities.
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Pharma Congress 2025: Speaker events tackle T&E monitoring and telehealth fraud
Further coverage of the Pharmaceutical and Medical Device Ethics and Compliance Congress in Washington.
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Pharma Congress 2025: Monitoring off-label use
Panelists emphasized that the healthcare programs your organization wants to offer will get better results when closely monitored and constantly improved.
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FCA promises faster enforcement and greater rewards for cooperation
Speech by Therese Chambers, joint executive director of enforcement and market oversight, delivered at the City & Financial Global FCA Investigations and Enforcement Summit.
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FINRA modernizes oversight – from structural reforms to smarter enforcement
FINRA is changing to become more efficient, transparent, and adaptable. We assess the new approach and the thinking behind it.