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FCA week in review January 22 – 26, 2024

A key speech from FCA chief executive Nikhil Rathi in a quiet week for the regulator.

Article label: Quick Read

Martin Cloake

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GRIP Montage: FCA
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Enforcement

The regulator has launched criminal proceedings against Guy Flintham of Blackburn, Lancashire for conducting regulated activity when he was not authorized to do so.

Flintham is alleged to have defrauded 240 investors by making false representations persuading them to invest roughly £19m ($25m) in an investment scheme he operated.

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