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FINRA disciplinary action update 2024/34

Montage of person walking by the FINRA sign.
GRIP Montage: Getty Images

Thomas Hyrkiel

2 min read

Disciplinary decisions issued August 24 – 30, 2024.

Bananafina LLC expelled for allegedly failing to provide documents and information

The firm has been expelled from the FINRA funding portal membership.

FINRA Rule 8210FINRA Funding Portal Rule 200FINRA Funding Portal Rule 800

Owner of firm suspended and fined for allegedly making false statements

FINRA Funding Portal Rule 100FINRA Funding
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