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FINRA disciplinary action update 2024/50

Montage of person walking by the FINRA sign.
GRIP Montage: Getty Images

Disciplinary decisions issued December 21 – 31, 2024.

Virtu Americas censured and fined for allegedly overstating its advertised trade volume

The firm had configured its systems to advertise its trading volumes in numerous securities on Bloomberg and Thomson Reuters market data systems.

As a result of changes made by the firm to its Bloomberg messaging format the firm’s