FINRA disciplinary action update 2025/26

Disciplinary decisions issued July 5 – 11, 2025.

Isaak Bond Investments censured and fined for allegedly conducting a securities business while failing  to maintain its minimum required net capital

The firm also filed to make and preserve accurate records of its net capital, filed inaccurate FOCUS reports and untimely financial deficiency notices.

In addition the firm failed

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