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FINRA disciplinary action update 2025/38

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Thomas Hyrkiel

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Disciplinary decisions issued October 11 – 17, 2025.

Former associated person suspended and fined for allegedly forging signatures

22 documents on behalf of nine firm customers were signed without their permission and 118 documents on behalf of 97 customers were signed with their permission.

All the transactions were authorized and none of the customers complained.


NexPoint Securities censured and fined for

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