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FINRA looks to shorten exam retake waiting times

A professor corrects papers in Paris.
Photo: Xavier Laine/Getty Images

Alexander Barzacanos

1 min read
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The changes would allow more retakes within a shorter span of time.

FINRA has filed a proposed rule change with the SEC that would shorten the waiting periods for candidates who fail FINRA qualification examinations, potentially allowing aspiring representatives to move more quickly through the registration process.

The proposal would amend FINRA Rule 1210, which governs registration requirements for associated persons of member

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