Podcast: Emily Wright on trade surveillance, ethics and conduct

We spoke to the author of Behind the Screens: Understanding Employee Surveillance in Financial Services.

Emily Wright has an extensive track record of managing, building, and transforming employee compliance surveillance programs in financial institutions across a wide range of business areas, from investment banking, financial markets, and broking to private banking and wealth management.

We talked about:

  • the three types of employee surveillance in financial services;
  • the challenges of cross-jurisdictional eComms surveillance;
  • how companies are looking to AI for answers;
  • pivotal cases, the LIBOR scandal, and JP Morgan’s $350m fine in March;
  • whether there is a contradiction between security and surveillance;
  • the ethics of surveillance and AI integration; and
  • regulators, NFM, and oversight.

A transcript for this podcast is available here.