A key takeaway is that data challenges persist, despite being continually flagged for years.
Voice
Comment sought on requiring originating providers to obtain identification information from new and renewing customers and on retaining the data for a set duration.
Panellists from RBC, Deutsche Bank, TP ICAP and Lloyds discussed the future of trade surveillance.
Panelists from Natwest, Barclays, VoxSmart and Global Relay discussed voice communication capture, monitoring and their effectiveness now and the near future.
AI query data as well as popular communications channels such as WhatsApp increasingly monitored by firms.
The CFTC said the firm failed to properly supervise its swap dealer business with respect to swap data reporting.
Two leading practitioners shared their thoughts on the role and function of surveillance in changing times.
Discussions of enterprise risk management, surveillance technology, and market abuse feature in the first of two reports.