Voice
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FCC proposes stronger KYC rules and penalties on voice service providers
Comment sought on requiring originating providers to obtain identification information from new and renewing customers and on retaining the data for a set duration.
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XLOD London 2024: Trade surveillance in the spotlight
Panellists from RBC, Deutsche Bank, TP ICAP and Lloyds discussed the future of trade surveillance.
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XLOD London 2024: Debating the future of voice surveillance
Panelists from Natwest, Barclays, VoxSmart and Global Relay discussed voice communication capture, monitoring and their effectiveness now and the near future.
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Global Relay data report highlights adoption of AI by firms
AI query data as well as popular communications channels such as WhatsApp increasingly monitored by firms.
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CFTC orders BNY Mellon to pay $5m for swap reporting, supervision lapses
The CFTC said the firm failed to properly supervise its swap dealer business with respect to swap data reporting.
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Compliance & Conversation: Why is the spotlight on surveillance?
Two leading practitioners shared their thoughts on the role and function of surveillance in changing times.
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XLoD event in NYC: Managing risk, surveillance across the three lines of defense
Discussions of enterprise risk management, surveillance technology, and market abuse feature in the first of two reports.
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Tech roundup: ELVIS Act on AI, 8 ETH ETFs, and AI employees’ deep concerns
Our tech news wrap leads on a new statute that could leave the AI field all shook up.