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RegTech surveillance: breaking silos with digital models

Photo: Getty Image

Time to get your trade surveillance models in order: digitize the 3 Lines model and get ahead of the new tech conduct risk obligations.

The concept of having everyone on the same data page at lower cost and a holistic risk framework has always made sense, but the industry has lacked motivation to execute.

With hefty fines being administered and increased regulatory scrutiny, firms are dedicating significant resources to get their trade surveillance models