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EU DORA RTS - third party contractual arrangements - Art 4

Outlines the requirements for each main phase of the lifecycle for of a contractual arrangement with a third party.

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Jurisdiction: European Union

Regulator: ESMA

Topic: Resilience, Business Continuity

Overview
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The policy must cover at least the following:

Art 4(a)
The responsibilities of the management body including its involvement in the decision-making process
Art 4(b)
The planning of contractual arrangements including risk assessment, due diligence and process for material changes
Art 4(c)
The involvement of business units, internal controls and other relevants parts of the business
Art 4(d)
The implementation, monitoring and management of contractual arrangements
Art 4(e)
Documentation and record-keeping requirements
Art 4(f)
Exit strategies and termination processes
Rules in This Collection
EU DORA RTS - Third party contractual arrangements
EU DORA RTS - third party contractual arrangements - Art 1
EU DORA RTS - third party contractual arrangements - Art 4 This Rule
EU DORA RTS - third party contractual arrangements - Art 6
EU DORA RTS - third party contractual arrangements - Art 8
Notable
Your DORA questions answered – ICT third party contracts

Your DORA questions answered – ICT third party contracts

This fourth of a series of six articles covering a practical session organised by Ashurst focuses on information and communication technology third party contracts.

Thomas Hyrkiel5 min read

Your DORA questions answered – ICT services in scope

Your DORA questions answered – ICT services in scope

This second of a series of six articles covering a practical session organised by Ashurst focuses on the ICT services in scope of DORA.

Thomas Hyrkiel3 min read

Your DORA questions answered – CIFs

Your DORA questions answered – CIFs

This third of a series of six articles covering a practical session organised by Ashurst focuses on critical or important functions.

Thomas Hyrkiel4 min read

Technology

Your DORA questions answered – ICT third party contracts

Technology

Your DORA questions answered – ICT services in scope

Technology

Your DORA questions answered – CIFs

Latest News More on DORA 

Further Reading

EIOPA Final report on draft RTS Go to https://www.eiopa.europa.eu/document/download/428c8cb4-a077-44d4-abd9-2bb130f63c0d_en?filename.pdf