Thomas Hyrkiel5 min read
Carmen Cracknell2 min read
Julie DiMauro5 min read
Hameed Shuja7 min read
Thomas Hyrkiel5 min read
Thomas Hyrkiel3 min read
PCAOB AS 1215
A new staff publication outlines how auditors should assess the trustworthiness of external information that companies provide in electronic form.
Alexander Barzacanos1 min read
A failure to adhere to standards for communications between predecessor and successor auditors is at the heart of the violation.
Catherine Ollinger3 min read
The report states that the audit firm left depositors and investors unaware of the banks’ deficient recordkeeping, troubled risk management, and other concerning practices.
Julie DiMauro2 min read
The auditor’s objective is to state whether one or more conditions exist that would cause one or more of the broker-dealer’s assertions not to be fairly stated.
Julie DiMauro2 min read
Joint investigations lead to fines as AFM collaborates with US Public Company Accounting Oversight Board (PCAOB) and takes direct action against local firm.
Jean Hurley2 min read
Failure to document and disclose work leads to fines totalling $50,000.
Julie DiMauro3 min read
Our in-brief roundup of notable stories from last week.
GRIP4 min read
"Regulation should be smart, effective, and appropriately tailored within the confines of our statutory authority," Atkins said.
Julie DiMauro3 min read