The SEC is proposing to amend the rule that regulates the custodial practices of advisers in order to better protect client funds and securities. The new safeguard aims to prevent the theft or misuse of client assets. Although addressing wider changes in advisory and custodial services, the changes can be
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day