Safeguarding
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What firms can do to prepare for CASS 15
The FCA is aiming to remove ambiguity around safeguarding processes and better align them with the Client Asset Sourcebook.
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SEC seeks to enhance protection of customer information by updating Reg S-P
Customers must be notified about data breaches under new rules.
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SEC amends safeguarding rule to enhance customer asset protection
Changes address concerns about client asset custody problems in the crypto sector.