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SEC releases 2024 exam priorities early with focus on emerging risks

Taking exams in an exam hall
Photo: Stefano Guidi/Getty Images

Julie DiMauro

3 min read
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Regulator aims to provide earlier insight by aligning publication with the start of its fiscal year.

Key risks, examination topics, and priorities the SEC’s examinations division plans to focus on in the coming year have been released by the agency in a 28-page examination priorities for 2024 document.

“We hope that aligning the publication of our examination priorities with the beginning of the SEC’s fiscal year will

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