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SEC roundup: Clearing agency rules, foreign issuers, cybersecurity and AI

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Julie DiMauro

5 min read
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News you may have missed from the SEC, at a glance.

SEC Trading and Markets Division recommends changes to clearing agency rules – May 17, 2023

On Wednesday, the director of the SEC’s Division of Trading and Markets, Haoxiang Zhu, said that his department has recommended the SEC propose two new changes to the rules applicable to covered clearing agencies.

The changes would provide

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