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SEC’s first AI roundtable event targets both innovation and risk

Image of one of the panels during the all-day AI roundtable event at the SEC's main headquarters in Washington, DC.
Photo: GRIP

Julie DiMauro

6 min read
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Experts from financial services firms, academic institutions and regulatory agencies discussed developments in AI, and potential benefits and risks.

The SEC held its first roundtable exclusively focused on artificial intelligence in the financial industry on March 27, an event held live at its Washington, DC headquarters and streamed live on video.

The roundtable specifically focused on industry participants’ priorities and concerns and featured almost no guidance from regulators about their

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