SEC’s first AI roundtable event targets both innovation and risk

Experts from financial services firms, academic institutions and regulatory agencies discussed developments in AI, and potential benefits and risks.

The SEC held its first roundtable exclusively focused on artificial intelligence in the financial industry on March 27, an event held live at its Washington, DC headquarters and streamed live on video.

The roundtable specifically focused on industry participants’ priorities and concerns and featured almost no guidance from regulators about their

Free Trial

Register for free to keep reading.

To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.

  • Unlimited access to industry insights
  • Stay on top of key rules and regulatory changes with our Rules Navigator
  • Ad-free experience with no distractions
  • Regular podcasts from trusted external experts
  • Fresh compliance and regulatory content every day
Register for free Already a member? Sign in