The Securities Industry and Financial Markets Authority (SIFMA) submitted a comment letter on Friday to the North American Securities Administrators Association, Inc. (NASAA) on proposed revisions to NASAA’s model rule related to business practices of broker-dealers.
The proposed revisions were submitted to the public for comment in early September,
Free Trial
Register for free to keep reading.
To continue reading this article and unlock full access to GRIP, register now. You’ll enjoy free access to all content until our subscription service launches in early 2026.
- Unlimited access to industry insights
- Stay on top of key rules and regulatory changes with our Rules Navigator
- Ad-free experience with no distractions
- Regular podcasts from trusted external experts
- Fresh compliance and regulatory content every day
