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AMF
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Lack of secure archive and other failings lead to fine for investment adviser in France
Carat GP and its two directors have incurred a fine of €2.5m. The firm and one of its directors have also been barred by the AMF.
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GRIP Extra: Fed to publish stress-test models, EDPB backs extending UK GDPR adequacy to Dec 2031
Our in-brief roundup of notable stories from the last week.
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Risk management over innovation – CD Howe on Canada’s regulatory landscape
Canadian regulators urged to embed efficiency, growth, and competition alongside investor protection.
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GRIP Extra: FINMA to appeal Credit Suisse AT1 wipeout ruling, China implements new cross-border personal data regulations
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: EU to trim environmental due-diligence law, US shutdown disrupts agency workflows
Our in-brief roundup of notable stories from the last week.
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MICA and crypto regulation: Potential changes already?
The proposed reforms seek to address supervisory fragmentation, regulatory arbitrage, and insufficient investor protection, but also include potentially problematic ‘passporting’ issues.
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GRIP Extra: Qantas data breach, India ban for Jane Street
Our in-brief roundup of notable stories from last week.
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GRIP Extra: WhatsApp ads and India regulatory reforms
Our in-brief summation of notable stories from last week.