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ASIC launches website to support First Guardian and Shield victims
Under 20% of investors have lodged complaints, so the regulator has taken action.
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ASIC roundup: New ASIC chair, $4.9m fine for wealth fund
The Australian Securities and Investments Commission’s latest actions and news, January 30 – February 9, 2026.
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ASIC urges super trustees to improve scam and fraud prevention practices
Call comes after a recent review found serious gaps in communication with fund members, raising concerns about potential harm from scammers and fraudsters.
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ASIC roundup: Crypto firm fined $9 million for unlicensed operations, plus other news
The Australian Securities and Investments Commission’s latest actions and news, January 24– 29, 2026.
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ASIC roundup: Prison sentences for insider trading and stealing
The Australian Securities and Investments Commission’s latest actions and news, January 6 – 23, 2025.
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ASIC roundup: Four sentenced in ‘pump and dump’ case, BDO Audit and director sued
The Australian Securities and Investments Commission’s latest actions and news, December 22 – 31, 2025.
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ASIC roundup: Court upholds A$250m penalty on ASX, Netwealth to pay over A$100m in compensation
The Australian Securities and Investments Commission’s latest actions and news, December 15 – 19, 2025.
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ASIC roundup: Diversa sued, A$2.2m in infringement notices issued
The Australian Securities and Investments Commission’s latest actions and news, December 8 – 12, 2025.