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ASIC roundup: SocGen fined A$3.88m, and a ‘cavalier attitude to compliance’
The Australian Securities & Investments Commission’s latest actions and news, September 1 – 5, 2025.
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ASIC roundup: Macquarie Securities sued, Zurich pays out, and ex coconut water CEO sentenced
The Australian Securities & Investments Commission’s latest actions and news, May 12 – 16, 2025.
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ASIC roundup: Insider trading, bans, and misleading information
The Australian Securities & Investments Commission’s latest actions and news, March 3 – 7, 2025.
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ASIC roundup: HSBC and Binance sued, more Courtenay House case developments
The Australian Securities & Investments Commission’s latest actions and news, December 16 – 24, 2024.
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ASIC roundup: $A1.25m penalty for unlicensed conduct, and gym director charged
The Australian Securities & Investments Commission’s latest actions and news, November 25 – 29, 2024.
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ASIC roundup: TPD insurance claims failures, and A$187,800 penalty for not lodging reports
The Australian Securities & Investments Commission’s latest actions and news, November 11 – 15, 2024.
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ASIC roundup: A$11.3m penalty for Mercer, and falsified signatures on audit documents
The Australian Securities & Investments Commission’s latest actions and news, July 29 – August 2, 2024.
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ASIC roundup: Imprisonment for misleading share trading
The Australian Securities & Investments Commission’s latest actions and news, April 22 – 26, 2024.