CFTC Rule 4.5 – Global Relay Intelligence & Practice

CFTC Rule 4.5

Regulation

Recap: SEC–CFTC joint roundtable on regulatory harmonization efforts

October 2, 2025

The SEC and CFTC recently convened a joint roundtable in Washington, D.C. to address how to modernize oversight between America’s financial markets regulators.

Alexander Barzacanos3 min read