CIRO
-
GRIP Extra: FINRA advances remote inspection reforms, IOSCO updates secondary market disclosure standards
Our in-brief roundup of notable stories from the last week.
-
World regulators tackle investor fraud lurking in social media
As consumers turn to social media for financial advice, the chances for fraud are a new reality. Global financial regulators have some plans for tackling the problem.
-
GRIP Extra: SCOTUS affirms SEC disgorgement power, EU unveils tech sovereignty package
Our in-brief roundup of notable stories from the last week.
-
GRIP Extra: Bank of Canada issues stability report, CFTC clears way for perpetual contracts
Our in-brief roundup of notable stories from the last week.
-
Surveillance trends, regulator supervision, and the role of AI at wholesale banks and brokers
A synopsis of views and advice on current trends, regulatory supervision, and some practical solutions to the latest challenges.
-
GRIP Extra: FDIC proposes stablecoin AML/CFT rules, MiCA undergoes first review
Our in-brief roundup of notable stories from the last week.
-
GRIP Extra: OSC sets examination priorities, SEC reviews FINRA short-selling proposal
Our in-brief roundup of notable stories from the last week.
-
GRIP Extra: CFTC replaces outdated swap benchmarks, ESMA moves to simplify EU reporting
Our in-brief roundup of notable stories from the last week.