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ASIC launches website to support First Guardian and Shield victims
Under 20% of investors have lodged complaints, so the regulator has taken action.
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Alternative Asset Management Roundtable: The 2026 compliance roadmap
Insights from the recent hedge funds event at Global Relay’s London offices.
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Mills Review shows FCA positive but cautious about AI use in financial services
The review represents a shift from monitoring AI to assessing long-term impact on markets and consumers.
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FCA consults on admissions and disclosures for cryptoassets
The A&D regime will apply to the admission to trading of qualifying cryptoassets on cryptoasset trading platforms that allow retail participation.
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FCA says firms must help retail investors understand complex ETP risks
The regulator has raised concerns over some firms having weaker controls, and limited assessment of customers’ experience and knowledge of ETP-associated risks.
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New framework proposed to improve performance of UK pension funds
A new color-rating method will be used to show how individual pensions are performing. Under-performers will be pushed to either improve or leave the market.
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Horizon scanning: UK regulatory topics to look out for in 2026
Regulatory topics that will have a significant impact on institutions operating in the UK financial services sector this year.
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FCA consultation paper on approach to regulating crypto-asset activities
Non-UK operators in this space should start considering the proposed requirements and how they intend to structure their UK business models.