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John Higgins and Maria Symeon share practical advice on documenting oversight, managing delegation, and evidencing challenge.
Consumer Duty
FCA wealth management survey points to continuing growth and consolidation and rapid adoption of tech, all the while face-to-face interaction remains dominant.
This article explains the UK’s policy statement PS26/10 for qualifying stablecoins and compares its requirements to the EU’s.
Firms should review the FCA’s findings against their own outcomes monitoring approach and identify possible improvements.
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This panel discussion at XLOD Global 2026 focused on how regulatory pressure has moved the dial on resilience.
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Discussion on this panel at XLOD Global centered on interpreting and implementing evolving expectations on non-financial risk.
The FCA’s consultation CP26/23 will interest wholesale firms that do not directly serve retail clients but felt forced to change their business when the Consumer Duty was first introduced.
Firms should expect the Review’s analysis to inform supervisory priorities, perimeter policy and future guidance across a range of areas, with the FCA continuing its plans to regulate for growth.