CSA
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In Canada responsibility for regulatory compliance rests with the humans
Victoria Pinnington scrutinizes current thinking and developments in the regulation of AI in financial services.
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GRIP Extra: Treasury mulls stronger role for FinCEN, ESMA publishes supervisory expectations
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: IOSCO sets standards on neo-brokers and tokenization, AT&T readies $177m breach settlement
Our in-brief roundup of notable stories from the last week.
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Canada’s SAR pilot program and a possible rule change from the SEC
Voluntarily adoption of semi-annual financial reporting (SAR) as part of a multi-year pilot is inline with SEC Chair Atkins supporting a shift from quarterly reporting.
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Risk management over innovation – CD Howe on Canada’s regulatory landscape
Canadian regulators urged to embed efficiency, growth, and competition alongside investor protection.
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GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: CFTC nominee Quintenz quizzed by senators, FDA to use AI for drug approvals
Our in-brief roundup of notable stories from last week.