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Dubai regulator levies some of its heaviest fines yet
DFSA fines two firms for inadequate system controls, reporting failure and deceptive conduct.
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Dubai regulator tells firms to improve policies on managing conflicts of interest
Review reveals shortcomings including lack of clarity in existing policies, failure to carry self-assessment, and narrow scope on what counts as conflict of interest.
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GRIP Extra: CFTC/SEC again extend Form PF compliance, AMF pushes for stronger ESMA oversight
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: FDA targets “deceptive” pharma advertising, Canada’s OFSI toughens penalty stance
Our in-brief roundup of notable stories from the last week.
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10 key considerations for fund managers in the UAE: DIFC vs ADGM
The best choice between DIFC and ADGM depends on the fund’s specific needs and strategic priorities.
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DFSA announces proposed changes to client asset regime
Firms have just nine months to prepare for the new rules ahead of January 2026.
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DFSA appoints Mark Steward as chief executive
Steward succeeds current chief executive Ian Johnston effective 19 May, 2025.
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DFSA fines former private banker $980,020 for misleading and deceptive conduct
The Dubai financial services regulator has now banned him from holding office or being employed by a DFSA-authorized firm.