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OCC drops $10m fine against Wells Fargo risk officer involved in sales misconduct scandal
The regulator removed the civil money penalty issued in January alongside a prohibition order for the executive.
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Pharma Congress 2025: Enforcement actions, EOs and guidance docs
Conference speakers drew attention to cases and guidance documents showcasing the Trump administration’s enforcement and policy priorities.
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Pharma Congress 2025: Monitoring off-label use
Panelists emphasized that the healthcare programs your organization wants to offer will get better results when closely monitored and constantly improved.
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US Treasury designates Cambodia’s Prince Group a transnational criminal organization
The DOJ’s parallel forfeiture action is the largest ever involving crypto fraud, while FinCEN targeted a sophisticated scam support network.
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Podcast: Sandra Moser and John Pease walk us through DOJ’s Corporate Enforcement Policy
Moser and Pease talk about a corporate enforcement and voluntary self-disclosure policy that has seen a variety of iterations through several administrations.
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GRIP Extra: EU to trim environmental due-diligence law, US shutdown disrupts agency workflows
Our in-brief roundup of notable stories from the last week.
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The GRIP Files: Mark Bini and Kaela Dahan of Reed Smith
The latest in our series of personal profiles of leading players in the financial services industry.
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BofA Securities resolves criminal investigation under revised CEP
DOJ said it didn’t prosecute BofA Securities because the latter promptly self-reported and cooperated, calling it an early test of revised corporate enforcement policy.