Janaya Moscony | SEC32 min read
Eversheds Sutherland2 min read
Alexander Barzacanos1 min read
Julie DiMauro14 min listen
Vlada Gurvich4 min read
Vlada Gurvich4 min read
Will Handbook simplification, wordcount reduction and changes toward regulatory automation lead to a smoother supervisory process?
Parvez Khan | IPK European Strategy3 min read
The panel highlighted the persistent need for enhanced detection and prosecution of insider trading.
Jean Hurley9 min read
We spoke about Mitch’s work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
Jean Hurley34 min listen
Parvez Khan of IPK European Strategy argues the pause may frustrate claims.
Jean Hurley4 min read
The FCA’s recently announced s166 review of the motor finance market could, Gavin Stewart believes, lead to a major compensation programme.
Gavin Stewart5 min read
UK regulators have set out requirements for critical third parties.
Current trends and practical guidance to navigating a skilled person review.
FCA review is latest problem for lender that has struggled with compliance missteps in recent years.
The Financial Times2 min read