Market abuse
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Macquarie Securities fined $24m for inaccurate reporting of short sales
Australian court found weaknesses in the firm’s systems, and procedures and controls remained undetected for more than a decade despite internal reviews.
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Alternative Asset Management Roundtable: The 2026 compliance roadmap
Insights from the recent hedge funds event at Global Relay’s London offices.
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Swedish FSA warns industry on wall-crossing and MAR compliance
The call-out follows recurring suspicions of insider trading in connection to major share transactions.
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Oil and gas consultant fined by FCA for insider dealing
The FCA has made the fight against financial crime a priority in its latest five-year strategy, and says it will focus on those who want to harm the system from the inside.
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Horizon scanning: UK regulatory topics to look out for in 2026
Regulatory topics that will have a significant impact on institutions operating in the UK financial services sector this year.
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FCA fines former Carillion directors in misleading statements case
Richard Adam and Zafar Khan have been accused of acting recklessly despite being concerned about the financial troubles at the company. Carillion’s former CEO is also facing a hearing.
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FCA boss dismisses insider trading concerns after pre-budget detail leaks
The FCA and the OBR have completed their assessment of the leaks and found no foul play, but the Cabinet Office and the Treasury are also looking into the matter.
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FCA boss dismisses insider trading concerns after pre-budget detail leaks TEST
The FCA and the OBR have completed their assessment of the leaks and found no foul play, but the Cabinet Office and the Treasury are also looking into the matter.