MiFID
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Financial regulation 2.0: What EU regulatory evolution means for practitioners
Regulation targeting the financial sector continues to evolve. We explore the EU’s future approach, where reforms are balanced with core safeguards – alongside perspectives from other key markets for the Nordic and Baltic region.
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New transaction reporting proposals to cut costs and reduce burden, FCA says
The FCA will also work with the Treasury and the Bank of England to streamline other reporting regimes for UK market participants.
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FCA Market Watch: Remediation, back reporting and breach notifications
FCA highlights issues in MiFID reporting requirements and advises firms to update and improve their processes.
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Rules on release of insider information in a protracted process published
ESMA’s final report also includes technical advice on MAR and MiFID, plus where disclosure of information is required because it contrasts with previous announcements.
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FCA’s second consultation on Consumer Composite Investments explained
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.
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XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
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FCA work in review September 17 – 23, 2024
Our at-a-glance guide to recent FCA activity.
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Key changes to EU fund regime as AIFMD II enters into force
An overview of the most significant features of AIFMD II that fund managers should know.