MiFID
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Rules on release of insider information in a protracted process published
ESMA’s final report also includes technical advice on MAR and MiFID, plus where disclosure of information is required because it contrasts with previous announcements.
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FCA’s second consultation on Consumer Composite Investments explained
The proposed CCI regime aims to replace the PRIIPs regime and certain UCITS disclosure requirements.
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XLOD London 2024: Regulator insights on the future of risk management and controls
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
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FCA work in review September 17 – 23, 2024
Our at-a-glance guide to recent FCA activity.
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Key changes to EU fund regime as AIFMD II enters into force
An overview of the most significant features of AIFMD II that fund managers should know.
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The 10 things you need to know about MiCAR
Practical guide to MiCA Regulation with an invaluable timeline to December 2027.
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FCA publishes final guidance on the UK trading venue perimeter
Key issues for market participants in the FCA’s final guidance.