Recent SEC proposals could expand investment advisers’ ability to charge performance-based fees and broaden accredited investor pathways.
Private Funds
Insurance capital is emerging as a key player in private markets, but its growing role brings new consideration for lenders.
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The SEC wants to expand the circumstances for an RIA to receive performance-based comp and give investors more ways to become accredited.
The proposal is potentially good news for affected advisers, but firms should not assume that they will automatically qualify for the new exemption.
John sits down with GRIP to talk working as a strategic legal partner, primarily in private funds, to transform and grow businesses while mitigating risk.
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Firms, however, must maintain strict adherence to existing requirements until these changes are officially adopted.
The SEC’s annual Small Business Forum is an event in which members of the public and private sectors provide feedback to improve capital-raising policy.
The decision came despite “grave concerns” from outgoing CFTC Commissioner Kristin N. Johnson.