Firms, however, must maintain strict adherence to existing requirements until these changes are officially adopted.
Private Funds
The SEC’s annual Small Business Forum is an event in which members of the public and private sectors provide feedback to improve capital-raising policy.
The decision came despite “grave concerns” from outgoing CFTC Commissioner Kristin N. Johnson.
Atkins is expected to move to a far more market-friendly regulatory environment.
Our at-a-glance guide to recent FCA activity.
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.
A US appeals court threw out the SEC's private funds rule, handing a victory to the ever-expanding, nearly $27 trillion industry.
Time to adapt your compliance frameworks to address regulatory challenges.