GRIP2 min read
Jean Hurley, Martina Lindberg3 min read
Julie DiMauro30 min listen
Our at-a-glance guide to recent FCA activity.
Hameed Shuja4 min read
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.
A US appeals court threw out the SEC’s private funds rule, handing a victory to the ever-expanding, nearly $27 trillion industry.
Julie DiMauro3 min read
Time to adapt your compliance frameworks to address regulatory challenges.
Tyler Mathis | Bovill2 min read
Practical advice for compliance teams when completing essential reviews in adherence with the SEC’s Custody Rule.
Amendments to Form PF oblige advisers to private funds to give the SEC and FSOC more reporting details.
Julie DiMauro3 min read
SEC chair pressed on the agency’s rule proposals in a hearing this week before the House Financial Services Committee.
Julie DiMauro2 min read
New rules are directly affecting how sovereign wealth funds are structuring their investments and reducing the compliance burden.