Regulatory perimeter
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FCA highlights key issues and required changes around regulatory perimeter
The regulator has certain powers and tools it can use to protect consumers, support market integrity, promote competition, and facilitate the UK’s international competitiveness. But not everything is within its remit.
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Perimeter trading: a level playing field?
Tom Callaby provides more perspective on FCA guidance clarifying scope of trading venue perimeter.
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Regulators try to shore up trading venue perimeter
We compare guidance issued by the FCA and ESMA.